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Associate - Financial Services Regulation

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  • Contact:

    Hilary Beard

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  • Published:

    etwa ein Monat her

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I am currently looking for a qualified lawyer with financial service technical expertise, 1-3 years PQE, from either private practice or in-house.

This role will be a mixture of contentious and non-contentious advisory and regulatory work and will be supporting lawyers and consultants in the wealth management market.

Key responsibilities will include;

  • Structuring and advising on transactions including necessary regulatory notifications and approvals
  • Advising on distribution arrangements involving advisor charges
  • Dealing with FCA information requests and enforcement cases involving wealth management

Key skills and knowledge;

  • 1-3 years PQE
  • Some knowledge and experience in advising clients on retail investments
  • Financial services technical experience
  • Applicants welcome from both private practice and in-house

They offer;

  • Working for a full range financial sector focused consultancy
  • Flexible benefits that work for you
  • Flexible working pattern / agile working

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