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Sales Compliance Manager

  • Location:

    Singapore

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Leonard Lim

  • Contact email:

    Leonard.Lim@oliverjames.com

  • Job ref:

    JOB-012023-193693_1674199716

  • Published:

    7 Tage her

  • Expiry date:

    2023-02-19

  • Startdate:

    ASAP

My client is a leading Insurer in Singapore, where they have very strong digital initiatives and we are looking for a Sales Compliance Manager to join the team, this role will be a high profile, high visibility role within the Organisation reporting to the CEO directly.

  • Work closely with Financial Advisers and Group Risk & Compliance in ensuring that the sales and operational processes are MAS/GIA compliant; candidate is expected to provide solutions to the management should there be gaps identified. This position is also expected to work closely with the Business Development team and Agency Sales Force.
  • Conducts checks on sales advisory processes to ensure compliance to regulatory/LIA/GIA guidelines & reports such findings to Financial Advisers and Group Risk & Compliance; he/she is expected to offer solution(s) to the findings & see through the implementation of new, revised and improved process

Requirements:

  • Knowledge in financial services market & regulatory market, especially in Life & GI
  • Ability in designing, implementing & assessing controls
  • 5years + experience

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