Support the franchisees with technical and operational compliance queries.
Management of risk register & KRIs - support oversight and challenge of any required actions.
Identify and report issues / breaches with oversight of resolution/ actions.
Ensure regulatory reporting is correctly completed on time.
Work with the senior team to communicate to business areas / franchisees any required changes to business practices to meet regulatory requirements and support business with implementation
Support the roll out of risk and compliance training to the franchisees
Work with the Head of Franchise R&C and Risk & Compliance Management Team to prepare Franchise Division input to the reports for the Risk & Compliance Committee, Group Risk Committee and CISL Board
Attend relevant internal meetings to provide risk and compliance feedback and support
Support the oversight of all key contracts e.g., TOBAs, from a compliance perspective
