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Operations Controller, Compliance

  • Location:

    City of London

  • Sector:

    Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    Negotiable

  • Contact:

    Milly Gray

  • Contact email:

    Milly.Gray@oliverjames.com

  • Job ref:

    JOB-072025-283627_1752492021

  • Published:

    etwa 15 Stunden her

  • Expiry date:

    2025-08-13

Operations Controller, investment team within Insurance

Oliver James are very excited to be supporting a prestigious Global insurance firm with their search for an Operations Controller to join their private equity arm. This is a unique opportunity to truly make your mark, working primarily within the 1st line of defence. You will be working across teams and speaking directly with clients on a daily basis.

Main responsibilities:

  • Report into the Operations Manager.
  • Provide 1st line support to the business.
  • Onboarding new clients.
  • Oversee AML and PEP due diligence checks.
  • Interact with the Group Financial Crime team.
  • Complaints handling.
  • Staying updated on relevant FCA and PRA updates.

Key Skills:

  • Strong experience of working in a regulated firm.
  • Experience within insurance and Lloyd's is highly desirable.
  • Knowledge of consumer duty principles.
  • Excellent knowledge and understanding of the FCA, PRA and CASS would be desirable.
  • Knowledge of Worldcheck.
  • Able to speak confidently to clients and take initiative.
  • Commercially minded.
  • Excellent written and verbal communication skills.


If this role sounds of interest, please click apply.

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