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Manager, Financial Reporting

  • Location:

    New Jersey

  • Sector:

    Accountancy & Finance

  • Job type:

    Permanent

  • Salary:

    US$120000 - US$140000 per annum

  • Contact:

    Adam Salvadori

  • Contact email:

    Adam.Salvadori@oliverjames.com

  • Job ref:

    JOB-122022-190461_1675291182

  • Published:

    etwa 1 Jahr her

  • Expiry date:

    2023-03-03

An outstanding opportunity to join the Broker Dealer Financial Reporting team responsible for prepping the financial statements (GAAP and regulatory) for the firm's broker dealer subsidiaries.

  • Timely and accurate filing of FINRA reports, including the Supplemental Schedule of Income, Off Balance Sheet report, SEC 17-H and Annual Risk Assessment report, and the Semi-Annual SIPC report.
  • In managing relationships with broker dealers, working internally with compliance, taxes, and law, and monthly financial results analysis and due-diligence
  • Preparing quarterly board reporting. Responsibilities
  • Prepare and file FINRA reports, including the Supplemental Schedule of Income, Off Balance Sheet report, SEC 17-H and Annual Risk Assessment report, and the Semi-Annual SIPC report
  • Manage relationships with broker-dealers
  • Work internally with compliance, taxes, and law

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