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Internal Audit Manager - Regulatory Compliance

  • Location:

    New York

  • Sector:

    Accountancy & Finance, Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    US$140000 - US$180000 per annum + Annual Bonus and Benefits

  • Contact:

    Jonathan Moran

  • Contact email:

    Jonathan.Moran@oliverjames.com

  • Job ref:

    JOB-032024-243001_1712065851

  • Published:

    17 Tage her

  • Expiry date:

    2024-05-02

  • Startdate:

    ASAP

Our client is a leading global financial services business with a growing internal audit team in New York. They are looking to hire a VP Audit Manager who will cover regulatory compliance controls for the corporate, commercial and investment banking divisions of the bank

What you will do:

  • Lead 3rd line internal audits covering the regulatory compliance controls within the corporate, commercial and investment bank of the North America business.
  • Organize interviews and briefings with auditees in the 2nd line of defence compliance and risk functions and test the controls used to comply with key local and national regulatory standards.
  • Managing and coaching more junior colleagues in their development of sound internal audit skills.
  • Provide a framework for continuous monitoring and develop your own understanding of the latest regulatory guidelines and standards.

What we are looking for:

  • 6+ years experience in corporate and investment banking internal audit functions.
  • Ideally a qualification such as a CIA (although this is not essential).
  • Excellent communication and organization skills.
  • Deep understanding of FINRA, SEC, OCC, FED regulations and their practical applicability in a banking environment.

This is an exciting leadership opportunity for auditors with a strong understanding of regulatory compliance controls.

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