** New Opportunity ** - Head of Compliance / MLRO
Our client, an IFA network in the Essex area, are looking for a Head of Compliance to lead the risk and compliance function and take over SMF16/ 17 responsibilities.
- Provide effective oversight of the business
- Sign off on compliance for integration of local advice businesses
- Ensure the firm's financial crime and AML procedures are kept up to date
- Promote a positive culture within the firm and develop a working relationship with the wider risk and compliance function
- Financial services/ wealth background
- Extensive compliance experience
- Demonstrated leadership experience
If this sounds interesting, please send your CV to firstname.lastname@example.org for a confidential conversation and further discussion in the role.