Oliver James have a unique opportunity for a Compliance professional to join a dynamic and high growth firm expanding operations in the Irish market. This role sits with the local Head of Compliance and provides broad exposure to commercial matters, product governance and front office support.
The successful candidate will primarily be responsible for product governance process including the launch of new funds and products while also providing governance and oversight of the firms fund platforms and ManCo.
the key responsibilities within the role will include and not be limited to the following;
- Supporting the Head of Compliance with the analysis and implementation of European regulatory developments
- Acting as primary compliance support for funds domiciled in Ireland, including drafting and updating prospectuses, KIIDs, and other fund documentation (with optional involvement in fund agreements)
- Drafting, reviewing, and maintaining a range of compliance policies and procedures
- Supporting Management Company (ManCo) governance, including coordination of board meetings and review of board materials
- Identifying and managing legal and compliance risks while helping to implement robust internal controls
- Collaborating with front-office teams (sales and marketing) to respond to financial promotions queries and provide compliant marketing guidance across Europe and globally
- Liaising with external counsel and clients to facilitate the setup and documentation of funds
- Acting as primary compliance support for funds domiciled in Ireland, including drafting and updating prospectuses, KIIDs, and other fund documentation
The successful candidate will have a minimum of 5 years experience in regulatory compliance within a fund, asset or investment management area.
If you would like to be considered for this position, click the apply button below. Alternatively, if you would like to learn more about the position before applying, please reach out on +35315719706 or jack.callan@oliverjames.com
