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Audit Manager - Equities

  • Location:

    New York

  • Sector:

    Accountancy & Finance, Risk & Compliance

  • Job type:

    Permanent

  • Salary:

    US$140000 - US$165000 per annum + Bonus

  • Contact:

    Jonathan Moran

  • Contact email:

    Jonathan.Moran@oliverjames.com

  • Job ref:

    JOB-062024-251531_1720463597

  • Published:

    15 Tage her

  • Expiry date:

    2024-08-07

  • Startdate:

    ASAP

Our client is a leading global bank seeking to hire an Audit Manager to join their Global Equities and Research audit team in New York City.

This is a critical role in which the successful applicant will execute on a range of audits related to global markets and equities lines of business.

What you will do:

  • Lead internal audits of the global equities, research and future/options business lines.
  • Act as a lead auditor overseeing the testing work and ensuring it is conducted in a timely manner and with the highest of standards.
  • Continuously assess the impacts to business processes and controls and assign a severity rating.
  • Oversee a team of associates and others who will report to you on various audit engagements.
  • Manage the relationship with senior stakeholders in the front office as well as their counterparts in risk and compliance functions.

What we are looking for:

  • Bachelor's or Master's degree in economics, finance or similar.
  • CFA, FRM, CIA or relevant securities licenses are preferred.
  • Experience in working in a large financial institution bank or brokerage house.


This role requires 3 days in the office and 2 days at home arrangement.

The client will only consider US citizen or US green card holder applicants.

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